-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UNz4gJQYGUaPsuIME365KlmFg4gujVom5rge6C3clx0YwL+snuzMnb9t+R1snEzT 8uwOtGvjdkdlrE3ilHuYKA== 0001012870-01-000746.txt : 20010223 0001012870-01-000746.hdr.sgml : 20010223 ACCESSION NUMBER: 0001012870-01-000746 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20010214 GROUP MEMBERS: ACCEL INTERNET/STRATEGIC TECHNOLOGY FUND GROUP MEMBERS: ACCEL INTERNET/STRATEGIC TECHNOLOGY FUND L.P. GROUP MEMBERS: ACCEL INVESTORS "96(B) L.P. ("AI96 (B)") GROUP MEMBERS: ACCEL INVESTORS '93 L.P. ("AI93") GROUP MEMBERS: ACCEL IV ASSOCIATES L.P. ("A4A") GROUP MEMBERS: ACCEL KEIRETSU L.P. ("AK") GROUP MEMBERS: ACCEL PARTNERS & CO. INC. ("AP&C") GROUP MEMBERS: ACCEL V ASSOCIATES L.L.C. ("A5A") GROUP MEMBERS: ACCEL V L.P. ("A5") GROUP MEMBERS: ACP FAMILY PARTNERSHIP L.P. ("ACPFP") GROUP MEMBERS: ARTHUR C. PATTERSON ("PARTERSON") GROUP MEMBERS: AV PARTNERS IV LP GROUP MEMBERS: ELLMORE C. PATTERSON ("ECPP") GROUP MEMBERS: EUGENE D. HILL, III ("HILL") GROUP MEMBERS: G. CARTER SEDNAOUI ("SEDNAOUI") GROUP MEMBERS: J. PETER WAGNER ("WAGNER") GROUP MEMBERS: JAMES R. SWARTZ ("SWARTZ") GROUP MEMBERS: JAMES W. BREYER ("BREYER") GROUP MEMBERS: LUKE B. EVNIN ("EVNIN") GROUP MEMBERS: PAUL H. KLINGENSTEIN ("KLINGENSTEIN") GROUP MEMBERS: SWARTZ FAMILY PARTNERSHIP L.P. ("SFP") SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACTUATE CORP CENTRAL INDEX KEY: 0001062478 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943193197 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-54539 FILM NUMBER: 1542722 BUSINESS ADDRESS: STREET 1: 701 GATEWAY BLVD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6504252300 MAIL ADDRESS: STREET 1: 999 BAKER WAY STREET 2: STE 270 CITY: SAN MATEO STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: ACTUATE SOFTWARE CORP DATE OF NAME CHANGE: 19980527 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AV PARTNERS IV LP CENTRAL INDEX KEY: 0001106076 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 742897874 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O AUSTIN VENTURES STREET 2: 114 W. 7TH ST. #1300 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124851900 MAIL ADDRESS: STREET 1: C/O AUSTIN VENTURES STREET 2: 114 W. 7TH ST. #1300 CITY: AUSTIN STATE: TX ZIP: 78701 SC 13G/A 1 0001.txt AMENDMENT NO. 2 TO THE SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* Actuate Software Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 00508B102 (CUSIP Number) December 31, 2000 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 30 Exhibit Index on Page 28 - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 2 of 30 Pages - ---------------------- ----------------------- - --------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel IV L.P. ("A4") Tax ID Number: - ---------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ---------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY ----------------------------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING See response to row 5. PERSON ----------------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 shares --------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ---------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ---------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ---------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ----------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 3 of 30 Pages - ---------------------- ----------------------- - ---------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel IV Associates L.P. ("A4A") Tax ID Number: - ---------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ---------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY ------------------------------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING See response to row 5. PERSON ------------------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 shares ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ---------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ---------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ---------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ----------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 4 of 30 Pages - ---------------------- ----------------------- - ---------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Keiretsu L.P. ("AK") Tax ID Number: - ---------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ---------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY ------------------------------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING See response to row 5. PERSON ------------------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 shares ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ---------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ---------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ---------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ----------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 5 of 30 Pages - ---------------------- ----------------------- - ---------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Partners & Co. Inc. ("AP&C") Tax ID Number: - ---------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ---------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 2,987 shares, except that James W. Breyer ("Breyer"), BENEFICIALLY Arthur C. Patterson ("Patterson"), G. Carter Sednaoui OWNED BY EACH ("Sednaoui ") and James R. Swartz ("Swartz"), the REPORTING officers of AP&C, may be deemed to have shared power PERSON to vote these shares. WITH ------------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 shares ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 2,987 shares, except that Breyer, Patterson, Sednaoui and Swartz, the officers of AP&C, may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares - ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,987 - ---------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ---------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ---------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* CO - ----------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 6 of 30 Pages - ---------------------- ----------------------- - ---------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Investors '93 L.P. ("AI93") Tax ID Number: - ---------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ---------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ---------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY ------------------------------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING See response to row 5. PERSON ------------------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 shares ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ---------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ---------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ---------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ---------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - ----------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 7 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel V L.P. ("A5") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ---------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 22,576 shares, except that Accel V Associates L.L.C. ("A5A"), BENEFICIALLY the general partner of A5, may be deemed to have sole OWNED BY EACH power to vote these shares, and ACP Family Partnership REPORTING L.P. ("ACPFP"), Swartz Family Partnership L.P. ("SFP"), PERSON James W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), WITH Eugene D. Hill, III ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and J. Peter Wagner ("Wagner"), the managing members of A5A, may be deemed to have shared power to vote these shares. ------------------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 22,576 shares, except that A5A, the general partner of A5, may be deemed to have sole power to dispose of these shares, and ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner, the managing members of A5A, may be deemed to have shared power to dispose of these shares. ---------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 22,576 - ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ------------------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - -------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 8 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel V Associates L.L.C. ("A5A") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 22,576 shares, all of which are directly owned by Accel V L.P. ("A5"). BENEFICIALLY Accel V Associates L.L.C. ("A5A"), the general partner of A5, may be OWNED BY EACH deemed to have sole power to vote these shares, and ACP Family REPORTING Partnership L.P. ("ACPFP"), Swartz Family Partnership L.P. ("SFP"), PERSON James W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, WITH III ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and J. Peter Wagner ("Wagner"), the managing members of A5A, may be deemed to have shared power to vote these shares. ----------------------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. ----------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 22,576 shares, all of which are directly owned by A5. A5A, the general partner of A5, may be deemed to have sole power to dispose of these shares, and ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner, the managing members of A5A, may be deemed to have shared power to dispose of these shares. ---------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 22,576 - ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ------------------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* OO - -------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 9 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Internet/Strategic Technology Fund L.P. ("AISTF") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,012 shares, except that Accel Internet/Strategic Technology Fund BENEFICIALLY Associates L.L.C. ("AISTFA"), the general partner of AISTF, may be OWNED BY EACH deemed to have sole power to vote these shares, and ACP Family REPORTING Partnership L.P. ("ACPFP"), Swartz Family Partnership L.P. ("SFP"), PERSON James W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, WITH III ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and J. Peter Wagner ("Wagner"), the managing members of AISTFA, may be deemed to have shared power to vote these shares. ---------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. ---------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,012 shares, except that AISTFA, the general partner of AISTF, may be deemed to have sole power to dispose of these shares, and ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner, the managing members of AISTFA, may be deemed to have shared power to dispose of these shares. ---------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,012 - ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ------------------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - -------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 10 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,012 shares, all of which are owned by Accel Internet/Strategic BENEFICIALLY Technology Fund L.P. ("AISTF"). AISTFA, the general partner of AISTF, OWNED BY EACH may be deemed to have sole power to vote these shares, and ACP Family REPORTING Partnership L.P. ("ACPFP"), Swartz Family Partnership L.P. ("SFP"), PERSON James W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, WITH III ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and J. Peter Wagner ("Wagner"), the managing members of AISTFA, may be deemed to have shared power to vote these shares. ---------------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. ---------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,012 shares, all of which are owned by AISTF. AISTFA, the general partner of AISTF, may be deemed to have sole power to dispose of these shares, and ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner, the managing members of AISTF, may be deemed to have shared power to dispose of these shares. ---------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,012 - ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ------------------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* OO - -------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 11 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Accel Investors '96(B) L.P. ("AI96(B)") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 12,788 shares, except that the Swartz Family Partnership L.P. ("SFP"), BENEFICIALLY James W. Breyer ("Breyer"), Arthur C. Patterson ("Patterson"), G. OWNED BY EACH Carter Sednaoui ("Sednaoui ") and James R. Swartz ("Swartz"), the REPORTING general partners of AI96(B), may be deemed to have shared power to PERSON vote these shares. WITH ------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 12,788 shares, except that SFP, Breyer, Patterson, Sednaoui and Swartz, the general partners of AI96(B), may be deemed to have shared power to dispose of these shares. ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,788 - ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ------------------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* PN - -------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 12 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ACP Family Partnership L.P. ("ACPFP") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ------------------------------------------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 358,000 shares. Arthur C. Patterson ("Patterson") is the general BENEFICIALLY partner of ACPFP and may be deemed to have sole power to vote the OWNED BY EACH shares held by ACPFP. REPORTING ------------------------------------------------------------------------------------------- PERSON 6 SHARED VOTING POWER WITH 25,588 shares, of which 22,576 are directly owned by Accel V L.P. ("A5") and 3,012 are directly owned by Accel Internet/Strategic Technology Fund L.P. ("AISTF"). ACPFP is a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5, and a managing member of Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, and may be deemed to have shared power to vote these shares. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 358,000 shares. Patterson is the general partner of ACPFP and may be deemed to have sole power to dispose of the shares held by ACPFP. ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 25,588 shares, of which 22,576 are directly owned by A5 and 3,012 are directly owned by AISTF. ACPFP is a managing member of A5A, the general partner of A5, and a managing member of AISTFA, the general partner of AISTF, and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 383,588 - ------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.7% - ------------------------------------------------------------------------------------------------------------------ 12 TYPE OR REPORTING PERSON* PN - ------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 13 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ellmore C. Patterson Partners ("ECPP") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 345,960 shares. Arthur C. Patterson ("Patterson") is the general BENEFICIALLY partner of ECPP and may be deemed to have sole power to vote the OWNED BY EACH shares held by ECPP. REPORTING ------------------------------------------------------------------------------------------- PERSON 6 SHARED VOTING POWER WITH 0 shares. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 345,960 shares. Patterson is the general partner of ECPP and may be deemed to have sole power to dispose of the shares held by ECPP. ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares. - ------------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 345,960 - ------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.6% - ------------------------------------------------------------------------------------------------------------------ 12 TYPE OR REPORTING PERSON* PN - ------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 14 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Swartz Family Partnership L.P. ("SFP") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 135,731 shares. James R. Swartz ("Swartz") is the general partner of BENEFICIALLY SFP and may be deemed to have sole power to vote the shares held by OWNED BY EACH SFP. REPORTING ------------------------------------------------------------------------------------------- PERSON 6 SHARED VOTING POWER WITH 25,588 shares, of which 22,576 are directly owned by Accel V L.P. ("A5") and 3,012 are directly owned by Accel Internet/Strategic Technology Fund L.P. ("AISTF"). SFP is a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5, and a managing member of Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, and may be deemed to have shared power to vote these shares. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 135,731 shares. Swartz is the general partner of SFP and may be deemed to have sole power to dispose of the shares held by SFP. ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 25,588 shares, of which 22,576 are directly owned by A5 and 3,012 are directly owned by AISTF. SFP is a managing member of A5A, the general partner of A5, and a managing member of AISTFA, the general partner of AISTF, and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 161,319 - ------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.3% - ------------------------------------------------------------------------------------------------------------------ 12 TYPE OR REPORTING PERSON* PN - ------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 15 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James W. Breyer ("Breyer") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 662,762 shares BENEFICIALLY ------------------------------------------------------------------------------------------ OWNED BY EACH 6 SHARED VOTING POWER REPORTING 41,363 shares, of which 22,576 are directly owned by Accel V L.P. PERSON ("A5"), 3,012 are directly owned by Accel Internet Strategic WITH Technology Fund L.P. ("AISTF"), 12,788 are directly owned by Accel Investors '96(B) L.P. ("AI96(B)") and 2,987 are directly owned by Accel Partners & Co. Inc. ("AP&C"). Breyer is an officer of AP&C, a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5, a managing member of Accel Internet Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, and a general partner of AI96(B) and may be deemed to have shared power to vote these shares. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 662,762 shares ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 41,363 shares, of which 22,576 are directly owned by A5, 3,012 are directly owned by AISTF, 12,788 are directly owned by AI96(B) and 2,987 are directly owned by AP&C. Breyer is an officer of AP&C, a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, and a general partner of AI96(B) and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 704,125 - ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.2% - ------------------------------------------------------------------------------------------------------------------ 12 TYPE OR REPORTING PERSON* IN - ------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 16 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Luke B. Evnin ("Evnin") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 125,565 shares BENEFICIALLY ------------------------------------------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 25,588 shares, of which 22,576 are directly owned by Accel V L.P. PERSON ("A5") and 3,012 are directly owned by Accel Internet Strategic WITH Technology Fund L.P. ("AISTF"). Evnin is a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5 and a managing member of Accel Internet Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF and may be deemed to have shared power to vote these shares. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 125,565 shares ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 25,588 shares, of which 22,576 are directly owned by A5 and 3,012 are directly owned by AISTF. Evnin is a managing member of A5A, the general partner of A5 and a managing member of AISTFA, the general partner of AISTF and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 151,153 - ------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.3% - ------------------------------------------------------------------------------------------------------------------ 12 TYPE OR REPORTING PERSON* IN - ------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 17 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Eugene D. Hill, III ("Hill") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 21,602 shares BENEFICIALLY ------------------------------------------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 25,588 shares, of which 22,576 are directly owned by Accel V L.P. PERSON ("A5") and 3,012 are directly owned by Accel Internet Strategic WITH Technology Fund L.P. ("AISTF"). Hill is a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5 and a managing member of Accel Internet Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF and may be deemed to have shared power to vote these shares. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 21,602 shares ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 25,588 shares, of which 22,576 are directly owned by A5 and 3,012 are directly owned by AISTF. Hill is a managing member of A5A, the general partner of A5 and a managing member of AISTFA, the general partner of AISTF and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 47,190 - ------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1% - ------------------------------------------------------------------------------------------------------------------ 12 TYPE OR REPORTING PERSON* IN - ------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 18 of 30 Pages - ---------------------- -----------------------
- ------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Paul H. Klingenstein ("Klingenstein") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 294,711 shares BENEFICIALLY ------------------------------------------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 0 shares PERSON ------------------------------------------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 294,711 shares ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares - ------------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 294,711 - ------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.5% - ------------------------------------------------------------------------------------------------------------------ 12 TYPE OR REPORTING PERSON* IN - ------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 19 of 30 Pages - ---------------------- -----------------------
- ------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Arthur C. Patterson ("Patterson") - ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,361,866 shares, of which 345,960 shares are directly owned by Ellmore BENEFICIALLY C. Patterson Partners ("ECPP"), 358,000 shares are directly owned by ACP OWNED BY EACH Family Partnership L.P. ("ACPFP") and 10,000 are shares issuable upon REPORTING exercise of an option. Patterson is the general partner of ECPP and PERSON ACPFP and may be deemed to have sole power to vote these shares. WITH ------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 41,363 shares, of which 22,576 are directly owned by Accel V L.P. ("A5"), 3,012 are directly owned by Accel Internet Strategic Technology Fund L.P. ("AISTF"), 12,788 are directly owned by Accel Investors '96(B) L.P. ("AI96(B)") and 2,987 are directly owned by Accel Partners & Co. Inc. ("AP&C"). Patterson is an officer of AP&C, a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5, a managing member of Accel Internet Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, and a general partner of AI96(B) and may be deemed to have shared power to vote these shares. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,361,866 shares, of which 345,960 shares are directly owned by ECPP, 358,000 shares are directly owned by ACPFP and 10,000 are shares issuable upon exercise of an option. Patterson is the general partner of ECPP and ACPFP and may be deemed to have sole power to dispose of these shares. ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 41,363 shares, of which 22,576 are directly owned by A5, 3,012 are directly owned by AISTF, 12,788 are directly owned by AI96(B) and 2,987 are directly owned by AP&C. Patterson is an officer of AP&C, a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, and a general partner of AI96(B) and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,403,229 - -------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.5% - -------------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* IN - --------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 20 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON G. Carter Sednaoui ("Sednaoui") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 44,648 shares SHARES ------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 41,363 shares, of which 22,576 are directly owned by Accel V L.P. REPORTING ("A5"), 3,012 are directly owned by Accel Internet Strategic PERSON Technology Fund L.P. ("AISTF"), 12,788 are directly owned by Accel WITH Investors '96(B) L.P. ("AI96(B)") and 2,987 are directly owned by Accel Partners & Co. Inc. ("AP&C"). Sednaoui is an officer of AP&C, a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5, a managing member of Accel Internet Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, and a general partner of AI96(B) and may be deemed to have shared power to vote these shares. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 44,648 shares ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 41,363 shares, of which 22,576 are directly owned by A5, 3,012 are directly owned by AISTF, 12,788 are directly owned by AI96(B) and 2,987 are directly owned by AP&C. Sednaoui is an officer of AP&C, a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, and a general partner of AI96(B) and may be deemed to have shared power to dispose of these shares. - ------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 86,011 - ------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ----------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.2% - ----------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* IN - -------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- ----------------------- CUSIP NO. 00508B102 13 G Page 21 of 30 Pages - ---------------------- ----------------------- - ------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James R. Swartz ("Swartz") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 555,315 shares, of which 135,731 are directly owned by Swartz Family SHARES Partnership L.P. ("SFP"). Swartz is the general partner of SFP and BENEFICIALLY may be deemed to have sole power to vote the shares. OWNED BY EACH ------------------------------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON 41,363 shares, of which 22,576 are directly owned by Accel V L.P. WITH ("A5"), 3,012 are directly owned by Accel Internet Strategic Technology Fund L.P. ("AISTF"), 12,788 are directly owned by Accel Investors '96(B) L.P. ("AI96(B)") and 2,987 are directly owned by Accel Partners & Co. Inc. ("AP&C"). Swartz is an officer of AP&C, a managing member of Accel V Associates L.L.C. ("A5A"), the general partner of A5, a managing member of Accel Internet Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF, and a general partner of AI96(B) and may be deemed to have shared power to vote these shares. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 555,315 shares, of which 135,731 shares are directly owned by SFP. Swartz is the general partner of SFP and may be deemed to have sole power to dispose of the shares. ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 41,363 shares, of which 22,576 are directly owned by A5, 3,012 are directly owned by AISTF, 12,788 are directly owned by AI96(B) and 2,987 are directly owned by AP&C. Swartz is an officer of AP&C, a managing member of A5A, the general partner of A5, a managing member of AISTFA, the general partner of AISTF, and a general partner of AI96(B) and may be deemed to have shared power to dispose of these shares. - ----------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 596,678 - ----------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ----------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.0% - ----------------------------------------------------------------------------------------------------------- 12 TYPE OR REPORTING PERSON* IN - -----------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------- --------------------- CUSIP NO. 00508B102 13 G Page 22 of 30 Pages - ---------------------- --------------------- - ----------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON J. Peter Wagner ("Wagner") Tax ID Number: - ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 0 shares SHARES ------------------------------------------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 25,588 shares, of which 22,576 are directly owned by Accel V L.P. REPORTING ("A5") and 3,012 are directly owned by Accel Internet Strategic PERSON Technology Fund L.P. ("AISTF"). Wagner is a managing member of Accel WITH V Associates L.L.C. ("A5A"), the general partner of A5 and a managing member of Accel Internet Strategic Technology Fund Associates L.L.C. ("AISTFA"), the general partner of AISTF and may be deemed to have shared power to vote these shares. ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 25,588 shares, of which 22,576 are directly owned by A5 and 3,012 are directly owned by AISTF. Wagner is a managing member of A5A, the general partner of A5 and a managing member of AISTFA, the general partner of AISTF and may be deemed to have shared power to dispose of these shares. - --------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,588 - --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% - ------------------------------------------------------------------------------------------------------------------ 12 TYPE OR REPORTING PERSON* IN - ------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! Page 23 of 30 ITEM 1(A). NAME OF ISSUER -------------- Actuate Software Corporation ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES ----------------------------------------------- 701 Gateway Blvd South San Francisco, CA 94080 ITEM 2(A). NAME OF PERSONS FILING ---------------------- This Statement is filed by Accel IV L.P., a Delaware limited partnership ("A4"), Accel IV Associates L.P., a Delaware limited partnership and the general partner of A4 ("A4A"), Accel Keiretsu L.P., a Delaware limited partnership ("AK"), Accel Partners & Co. Inc., a Delaware corporation and the general partner of AK ("AP&C"), Accel Investors '93 L.P., a Delaware limited partnership ("AI93"), Accel V L.P., a Delaware limited partnership ("A5"), Accel V Associates L.L.C., a Delaware limited liability company and the general partner of A5 ("A5A"), Accel Internet/Strategic Technology Fund L.P., a Delaware limited partnership ("AISTF"), Accel Internet/Strategic Technology Fund Associates L.L.C., a Delaware limited liability company and the general partner of AISTF ("AISTFA"), Accel Investors `96(B) L.P., a Delaware limited partnership ("AI96(B)"), Ellmore C. Patterson Partners ("ECPP"), a Delaware limited partnership, the ACP Family Partnership L.P. ("ACPFP"), a California limited partnership and a managing member of A5A and AISTF, the Swartz Family Partnership L.P. ("SFP"), a Delaware limited partnership and a general partner of A4A, a managing member of A5A and a general partner of AI96(B), James W. Breyer ("Breyer"), a general partner of A4A, an officer of AP&C, a managing member of A5A, a managing member of AISTFA, a general partner of AI93 and a general partner of AI96(B), Luke B. Evnin ("Evnin"), a general partner of A4A, a managing member of A5A, a managing member of AISTFA and a general partner of AI93, Eugene D. Hill, III ("Hill"), a general partner of A4A, a managing member of A5A and a managing member of AISTFA, Paul H. Klingenstein ("Klingenstein"), a general partner of A4A and a general partner of AI93, Arthur C. Patterson ("Patterson"), a general partner of A4A, a general partner of ACPFP, a general partner of ECPP, an officer of AP&C, a managing member of A5A, a managing member of AISTFA, a general partner of AI93 and a general partner of AI96(B), G. Carter Sednaoui ("Sednaoui"), a general partner of A4A, an officer of AP&C, a managing member of A5A, a managing member of AISTFA, a general partner of AI93 and a general partner of AI96(B), James R. Swartz ("Swartz"), a general partner of A4A, a general partner of SFP, an officer of AP&C, a managing member of A5A, a managing member of AISTFA, a general partner of AI93 and a general partner of AI96(B), and J. Peter Wagner ("Wagner"), a managing member of A5A and a managing member of AISTFA. The foregoing entities and individuals are collectively referred to as the "Reporting Persons." Page 24 of 30 A4A, the general partner of A4, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by A4. AP&C, the general partner of AK, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by AK. A5A, the general partner of A5, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by A5. AISTFA, the general partner of AISTF, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by AISTF. SFP, Breyer, Evnin Hill, Klingenstein, Patterson, Sednaoui and Swartz are partners of A4A and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by A4. Breyer, Patterson, Sednaoui and Swartz are officers of AP&C and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by AK. Breyer, Evnin, Klingenstein, Patterson, Sednaoui and Swartz are general partners of AI93 and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by AI93. ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner are managing members of A5A and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by A5. ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz and Wagner are managing members of AISTFA and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by AISTF. SFP, Breyer, Patterson, Sednaoui and Swartz are general partners of AI96(B) and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by AI96(B). ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE --------------------------- The address for each of the Reporting Persons is: Accel Partners 428 University Ave. Palo Alto, California 94301 ITEM 2(C) CITIZENSHIP ----------- A4, A4A, AK, AI93, A5, AISTF, AI96(B) , ECPP and SFP are Delaware limited partnerships. ACPFP is a California limited partnership. AP&C is a Delaware corporation. A5A and AISTFA are Delaware limited liability companies. Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui, Swartz and Wagner are United States citizens. ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER --------------------------------------------- Common Stock CUSIP # 00508B102 ITEM 3. Not Applicable -------------- ITEM 4. OWNERSHIP --------- The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2000: Page 25 of 30 (a) Amount beneficially owned: ------------------------- See Row 9 of cover page for each Reporting Person. (b) Percent of Class: ---------------- See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: -------------------------------------------- (i) Sole power to vote or to direct the vote: ---------------------------------------- See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: ------------------------------------------ See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the -------------------------------------- disposition of: -------------- See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the ---------------------------------------- disposition of: -------------- See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS -------------------------------------------- If this Statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following [X]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. --------------------------------------------------------------- Under certain circumstances set forth in the partnership agreements of A4, A4A, AK, AI93, A5, AISTF, AI96(B), ACPFP, ECPP and SFP, the limited liability company agreements of A5A and AISTFA and the operating agreement of AP&C, the general partners, limited partners, members or shareholders, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner, member or shareholder. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED ------------------------------------------------------------------ THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY ------------------------------------------------------------ Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. --------------------------------------------------------- Not applicable Page 26 of 30 ITEM 9. NOTICE OF DISSOLUTION OF GROUP. ------------------------------ Not applicable ITEM 10. CERTIFICATION. ------------- Not applicable Page 27 of 30 SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct . Date: February 14, 2001 Entities: Accel IV L.P. Accel IV Associates L.P. Accel Keiretsu L.P. Accel Investors '93 L.P. Accel Partners & Co. Inc. Accel V L.P. Accel V Associates L.L.C. Accel Internet/Strategic Technology Fund L.P. Accel Internet/Strategic Technology Associates Fund L.L.C.. Accel Investors `96(B) L.P. ACP Family Partnership L.P. Ellmore C. Patterson Partners Swartz Family Partnership L.P. By: /s/ G. Carter Sednaoui --------------------------- G. Carter Sednaoui, Attorney-in-fact for the above-listed entities Individuals: James W. Breyer Luke. B. Evnin Eugene D. Hill, III Paul H. Klingenstein Arthur C. Patterson G. Carter Sednaoui James R. Swartz J. Peter Wagner By: /s/ G. Carter Sednaoui --------------------------- G. Carter Sednaoui, Attorney-in-fact for the above-listed individuals Page 28 of 30 EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 29 Exhibit B: Reference to G. Carter Sednaoui as Attorney-in-Fact 30 EX-99.(A) 2 0002.txt AGREEMENT OF JOINT FILING Page 29 of 30 EXHIBIT A --------- Agreement of Joint Filing ------------------------- The Reporting Persons have agreed that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Actuate Software Corporation shall be filed on behalf of each of the Reporting Persons. Note that a copy of the applicable Agreement of Joint Filing is already on file with the appropriate agencies. EX-99.(B) 3 0003.txt RFERENCE TO G. CARTER SEDNAOUI AS ATT-IN-FACT Page 30 of 30 EXHIBIT B --------- Reference to G. Carter Sednaoui as Attorney-in-Fact ---------------------------------------------------- G. Carter Sednaoui has signed the enclosed documents as Attorney-In- Fact. Note that copies of the applicable Power of Attorneys are already on file with the appropriate agencies. -----END PRIVACY-ENHANCED MESSAGE-----